We work with regulated firms, professional services and senior management teams on the regulatory questions that matter — and the ones nobody wants to ask.
Day-to-day compliance support, policy framework reviews, and regulatory horizon scanning. Practical, proportionate, and aligned with how your firm actually operates.
Board effectiveness reviews, SMCR documentation, and conduct risk frameworks. Structured to withstand regulator scrutiny without becoming theatre.
Operational, financial-crime and third-party risk assessments. Independent review of internal controls and remediation programmes.
Independent investigations, s.166 readiness work, and post-incident reviews. Discreet, evidence-led, and structured for audit trail from day one.
Whitfield Advisory is an independent consultancy. We were established in 2017 by a small group of former in-house heads of compliance and risk, and we have grown deliberately slowly. Each engagement is led by a senior practitioner; our work is not delegated to junior teams.
We do not sell software, we do not take referral fees, and we do not advise on transactions in which we have an interest. Our independence is the product.
For new enquiries please write to info@whitfieldadvisory.com. We reply to all genuine enquiries within two working days.
Whitfield Advisory Ltd · London, United Kingdom